CORPORATE PRACTICE


FINANCIAL SERVICES PRACTICE
  • Formation and structuring of “hedge funds”
  • Structuring of investment advisors and investment management entities
  • Investment advisory registrations with the SEC
  • Commodity Pool Operator registrations with the NFA
  • Structuring and formation of on-shore and off-shore funds
  • Master-feeder funds
  • Formation of joint back office arrangements

JOINT VENTURES AND VENTURE CAPITAL
  • Formation and financing of independent joint venture entities
  • Corporate partnering arrangements
  • Formation and financing of start-up ventures
  • Representation of venture capital firms

BROKER-DEALER PRACTICE
  • Formation, acquisition, sale and registration of broker-dealer firms
  • Joint Venture and Joint Account Agreements
  • Firm Trader and Employment Agreements
  • Industry and Customer Arbitrations before the NASD, NYSE and AMEX

CORPORATE HEALTHCARE PRACTICE
  • Formation, acquisition and sale of private medical practices
  • Provider (Exclusive Service) Agreements for hospital-based medical practices
  • Operating Agreements, Partnership Agreements and Shareholder Agreements
  • Representation of physicians in practice and employment-related disputes

MERGERS AND ACQUISITIONS
  • Representation of purchasers and sellers, both corporate and individual
  • Asset and stock transactions
  • Domestic and off-shore transactions
  • Tax Planning and structuring

GENERAL CORPORATE PRACTICE
  • Structuring and formation of business entities
  • Contract review, drafting and interpretation
  • Shareholder Agreement, Operating Agreements, Partnership Agreements and Employment Agreements